S. Kendrick Dunn
President, Jamboree Securities Consulting
35 Years in the Securities Industry
- 13 Years Regulatory
- 17 Years Chief Compliance Officer
- 20 Years as a member of senior management
- 5 Years consulting
Board/Advisory Industry Experience
- FINRA District 2 Committee, 2009-12
- Board Member, National Association of Independent Broker-Dealers, 1999-2004
- Board Member, Association of Western Securities Management, 1998-2002
- Board Member, Securities Industry Management Association, 2002-3
Securities Industry Exams & Licenses - General Securities Principal (Series 24)
- Financial and Operations Principal (Series 27)
- Municipal Fund Securities Principal (Series 51)
- Uniform State Agent Exam (Series 63)
- General Securities Representative (Series 7)